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Graphs and Data

AAA Rated Industrials   (5 year) - 0.00
AAA Rated Industrials (10 year) - 0.00
AAA Rated Industrials (15 year) - 0.00
AAA Rated Industrials (20 year) - 0.00
AAA Rated Industrials (25 year) - 0.00

BBB Rated Industrials   (5 year) - 0.00
BBB Rated Industrials (10 year) - 0.00
BBB Rated Industrials (15 year) - 0.00
BBB Rated Industrials (20 year) - 0.00

Income Security Dividends

Security Amount Ex-Div Date
AFE $0.45   Oct 15
BURCP $1.50   Dec 4
DMLP $0.95 IAD increased from 0.7692 to 0.9485   Oct 16
EPD $0.52 IAD increased from 0.5150 to 0.5225   Oct 29
FAV $0.46 IAD increased from 0.0045 to 0.4600   Oct 20
GEL $0.32 IAD increased from 0.3150 to 0.3225   Oct 31
LNC PRG $0.42   Oct 15
From PreferredsOnline
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Jobs: Compliance / Legal, New YorkUSA
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Compliance / Regulatory, In-house Legal, Other
New York City
(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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1-30 of 38 Jobs Company Location Date
US Company Secretarial Operations Attorney
Macquarie
Salary: Information not provided
USA-NY-New York City 13 Oct
The US Company Secretarial Division is in need of an Attorney in their New York office.
Account Support Executive
Macquarie
Salary: Information not provided
USA-NY-New York City 13 Oct
As a result of growth, we are currently seeking an account support executive in the New York office.
Manager, US Compliance
JR Stadin, LLC
Salary: 150,000 - 180,000 Base Sa...
New York, NY, 10111 12 Oct
A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will oversee a team of c...
Associate Director Commodities Compliance
Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
New York City, NY, 10001 12 Oct
Provide compliance support to US Commodities business that includes the trading of power and natural gas for financial and ph...
Compliance Officer / New York
Integrated Management Res...
Salary: 150K+
New York City, NY 11 Oct
Top Fund of Funds is looking for a mid- to senior-level Compliance Officer to be responsible for the management of U.S. compl...
Compliance and Testing - BSA / AML
Legend Global Search, Inc...
Salary: $115K - $125K
Manhattan, NY 11 Oct
BSA/AML Compliance / Auditing / Operations - Financial Service Organization
Vice President - Compliance for US Banking
Legend Global Search, Inc...
Salary: $165K + Bonus
New York, NY, 10036 11 Oct
VP - Compliance - Banking - Global Financial Services Company
Regulatory Filing Group Officer
Legend Global Search, Inc...
Salary: DOE
New York City, NY 11 Oct
Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate
Compliance Manager (New York / Houston or California)
Huxley Associates
Salary: Negotiable
USA-NY-New York City 10 Oct
We seek a qualified compliance officer to work in very fast paced environment. The Compliance Manager will be responsible for...
Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 10 Oct
See job description below
AML Associate - ISG Division
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 10 Oct
See job description below
GWM/Retail Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 10 Oct
See job description below
Senior Manager - Life Sciences
Not Disclosed
Salary: 170-210K base, 10-20% bon...
New York City, NY 10 Oct
Global Consulting leader seeks your combination Life Sciences industry experience and implementation experience with Quality...
SENIOR FINANCIAL REPORTING ACCOUNTANT
Not Disclosed
Salary: $60,000
New York, NY, 10036 10 Oct
Successful Law Firm seeks a Senior Financial Reporting Accountant in their New York City office.
General Counsel-Hedge Fund
IJC Partners, LLC.
Salary: Competitive
New York City, NY 10 Oct
Multi-strategy fund seeking 5+ year attorney to advise growing business.
Associate General Counsel
Moody's Investors Service...
Salary: Not Specified
USA-NY-New York City 10 Oct
Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that...
VP, Securities Lending Compliance Liasion
BNP Paribas
Salary: not disclosed
USA-NY-New York City 10 Oct
See job description below
Vice President (VP) Compliance
Not Disclosed
Salary: $110,000 - $150,000
USA-NY-New York City 09 Oct
Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e...
Chief Compliance Officer
Not Disclosed
Salary: 250,000 - 600,000
Manhattan, NY, 10174 09 Oct
Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A...
Equities Trade Compliance Officer
Michael Page
Salary: 100,000 - 150,000
Manhattan, NY, 10174 09 Oct
Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca...
Director of Compliance
Michael Page
Salary: 180,000-300,000
New York, NY, 10174 09 Oct
Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad based background...
Municipal Bonds - Compliance Officer
Not Disclosed
Salary: $100,000 - $150,000
USA-NY-New York City 09 Oct
Our client is a well respected international firm with a great presence in the US market. Currently the Head of Fixed Income...
Sr. Bank Secrecy Act (BSA) Compliance Manager
Not Disclosed
Salary: $80,000 - $135,000
USA-NY-New York City 09 Oct
Our client is a major International Bank with a very stable presence in the current market. The Compliance group is currently...
Compliance/Operations Professional
Not Disclosed
Salary: Competitive
New York City, NY 08 Oct
New York City based institutional investment management firm is seeking an organized and well-experienced manager to run its...
Fixed Income Advisory Compliance Officer - AVP
Deutsche Bank
Salary: competitive/ DOE
New York, NY, 10005 06 Oct
About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise...
Compliance Analyst
Not Disclosed
Salary: 55,000-70,000
New York, NY, 10004 03 Oct
Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We...
Senior Compliance Officer, Risk Assessment (R5225)
Barker & Gilmore, LLC
Salary: Base & Bonus
New York, NY 02 Oct
Our client, a Fortune 200 company, has exclusively engaged our firm to assist them in growing their senior staff within the C...
Fixed Income Compliance Officer
Not Disclosed
Salary: Base salary bonus and ben...
New York City, NY 30 Sep
Our client is a very well respected, global nvestment bank who is thriving in the current market.
Compliance Officer, Investment Management
Not Disclosed
Salary: Base plus bonus
New York, NY, 10003 29 Sep
Our client is a very highly respected Investment Management Arm of a leading Investment Bank. We have an urgent need for a C...
AVP Compliance Marketing and Advertising Review
Deutsche Bank
Salary: competitive/ DOE
New York, NY, 10005 26 Sep
About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise...
Jobs: Compliance / Legal, New York (1-30 of 38 Jobs)
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